MCP server exposing 3 tools for brokercheck.
This URL is a JSON-RPC 2.0 endpoint over HTTP. Issue POST requests with a JSON-RPC body. Browsers and search crawlers land here on GET.
POST https://gateway.pipeworx.io/brokercheck/mcp
Content-Type: application/json
{"jsonrpc":"2.0","id":1,"method":"tools/list"}brokercheck_search_individual — Search individual stockbrokers and investment-adviser representatives by name via FINRA BrokerCheck — the regulator-published registry investors use for due diligence and investor-protection background checks. Returns matching individuals with CRD number, name, registration scope (active/inactive), a disclosure flag (has_disclosures — whether the person has any reported disciplinary/regulatory/customer-dispute event), and current employing firm(s). Use brokercheck_individual_detail with a returned CRD to see the actual disclosure events. Per-name lookup only — not for bulk enumeration.brokercheck_individual_detail — Get the full FINRA BrokerCheck profile for one individual broker/adviser rep by CRD number (from brokercheck_search_individual). Returns employment history (current + previous firms) and, when present, the actual disclosure EVENTS — each with event date, disclosure type (e.g. Customer Dispute, Regulatory, Criminal, Financial, Termination), resolution status, and the disclosure detail (allegation/disposition). This is the "is this broker clean, and if not what happened" tool.brokercheck_search_firm — Search brokerage / broker-dealer firms by name via FINRA BrokerCheck. Returns matching firms with CRD number, SEC number, registration scope, a disclosure flag (has_disclosures — the firm has reported regulatory/disciplinary events), and branch count. Per-name lookup only.Code samples (curl / TypeScript / one-click client install), schemas, and the live playground are on the pack page:
https://pipeworx.io/packs/brokercheck/
Pipeworx is an open MCP gateway connecting AI agents to live data. pipeworx.io